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Robert Whitaker

Nfsg Corporation
4 Years of Experience
The Villages, FL
5 DisclosuresBrokerSells Insurance
View SEC Summary
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Robert Whitaker is a registered investment advisor at Nfsg Corporation, based in The Villages, FL, with 4 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 3,096 clients with $1.1B in assets under management.

Nfsg Corporation
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
76 advisors
Number of Clients
3,096 clients
Average Client Portfolio
$350K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fee of up to 2% based on assets under management, with a minimum annual charge of $250.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3251 Wedgewood Lane, The Villages, FL, 32162

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2021
Final
Judgment / Lien
October 2018
Judgment / Lien
May 2011
Judgment / Lien
October 2009
Criminal
June 1985
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert is a registered representative and licensed insurance agent with Michael Whitaker and Associates since 2022. He also works as an insurance agent providing insurance sales for life, health, and fixed annuities since 2017, and is the president of Whitaker Wealth Financial Services LLC since 2020, focusing on insurance sales; all activities consume 100% of his time during regular business hours.

Employment History
Current Registrations
Nfsg Corporation
September 2023 - Present · 3 yrs 1 mo
Newbridge Securities CorporationBroker
June 2022 - Present · 4 yrs 4 mos
State Registrations8 states
FLGAINLANCNYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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