Bruce Lindvig
Bruce Lindvig is a CFP-designated registered investment advisor at Stratos Wealth Partners, LTD, based in Scottsdale, AZ, with 46 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 4 more. Their firm serves 21,699 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stratos Wealth Partners (SWP) offers investment management through Strategic Wealth Management (SWM) accounts and other advisor-managed, non-wrap accounts.
With SWM and other advisor-managed, non-wrap accounts, you'll pay an advisory fee to SWP, plus transaction charges for each trade. The maximum annual advisory fee is 2.0% of the assets managed. In limited cases, SWP may apply a flat fee to provide asset management services, but the maximum flat fee will be no more than 2.0% of the assets under management.
A minimum account value of $10,000 is required for SWM and other advisor-managed, non-wrap accounts; however, in certain instances, the minimum account size may be lower.
Location
6909 E Greenway Parkway, Suite 295, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2011Customer Dispute
June 2006Other Business Activities
Bruce operates his LPL business through Stratos Wealth Partners and provides investment advisory services through Stratos Wealth Partners as a registered investment advisor hybrid, dedicating full-time hours to these activities. He also serves as a FINRA arbitrator and has a business entity for tax/investment purposes.
Employment History
Current Registrations
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Prudential Securities IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
Mason, Hunt & CO., INC.Broker
Rauscher Pierce Refsnes, INC.Broker
Boettcher & Company, INC.Broker
Paine, Webber, Jackson & Curtis INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.