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Benjamin Randall

Tcp Asset Management, LLC
6 Years of Experience
Upper Arlington, OH
Broker
View SEC Summary
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Benjamin Randall is a registered investment advisor at Tcp Asset Management, LLC, based in Upper Arlington, OH, with 6 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 2,221 clients with $1.2B in assets under management.

Tcp Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
2,221 clients
Average Client Portfolio
$533K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00% for all assets. Fees are generally negotiable. Additional fees apply for specific third-party models or sub-advised portfolios (e.g., 0.15% to 0.40%).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

5000 Horizons Drive, Upper Arlington, OH, 43220

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin is a player in the Premier Lacrosse League since 2018 and a Wealth Management Analyst at TCP Asset Management since 2022. The lacrosse activity is not investment-related, while the analyst role is.

Employment History
Current Registrations
Tcp Asset Management, LLC
March 2022 - Present · 4 yrs 7 mos
United Planners' Financial Services of America a Limited PartnerBroker
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Morgan Stanley
September 2021 - January 2022 · 4 mos
Morgan StanleyBroker
September 2021 - January 2022 · 4 mos
Equitable Advisors, LLC
July 2019 - September 2020 · 1 yr 2 mos
Equitable Advisors, LLCBroker
May 2019 - September 2020 · 1 yr 4 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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