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Francisco Baguer
41 Years of Experience
Miami, FL
4 DisclosuresBrokerSells Insurance
Francisco Baguer is a registered investment advisor at Cetera Investment Advisers LLC, based in Miami, FL, with 41 years of industry experience. Francisco operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
8000 NW 7th St Ste 202, Miami, FL, 33126
Get directionsHistory
Regulatory History (4)
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Customer Dispute
March 2014Closed-No Action
Customer Dispute
February 2009Settled
Criminal
February 1998Final Disposition
Criminal
March 1990Final Disposition
Other Business ActivitiesSells Insurance
Francisco is the manager/owner of Baguer Family LLC, a real estate entity, since 2015. He is also an independent insurance agent selling fixed insurance products since 2011, dedicating about a quarter of his time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
May 2021 - Present · 5 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Voya Financial Advisors, INC.
October 1995 - June 2021 · 25 yrs 8 mos
Voya Financial Advisors, INC.Broker
September 1995 - June 2021 · 25 yrs 9 mos
Washington Square Securities, INC.Broker
March 1990 - December 1993 · 3 yrs 9 mos
Nwnl Management CorporationBroker
April 1986 - December 1989 · 3 yrs 8 mos
Equico Securities, INC.Broker
February 1981 - November 1984 · 3 yrs 9 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1981 - November 1984 · 3 yrs 9 mos
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.