Robert Waxman
Robert Waxman is a registered investment advisor at Ameriprise Financial Services, LLC, based in Ft Lauderdale, FL, with 44 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
350 E Las Olas Blvd, Ste 1700, Ft Lauderdale, FL, 33301
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 1999Other Business Activities
Robert is a board member for Waxman since 2018. This requires minimal time and is not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Smith Barney INC.Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Kidder, Peabody & CO. IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.