Jonathan Sobel

Hilltop Securities INC.

3 Years of Experience

Broker

View SEC Summary

Areas of Practice

Alternative Investments

Hilltop Securities INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

174 advisors

Number of Clients

2,241 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$2.3B

Fee Structure

Minimum Investment:$500K

Financial Planning:Investment management only

Location

717 N. Harwood Street, Suite 3400, Dallas, TX, 75201

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Hilltop Securities INC.

August 2024 - Present · 1 yr 6 mos

Momentum Independent Network INC.

August 2024 - Present · 1 yr 6 mos

Hilltop Securities Asset Management, LLC

August 2024 - Present · 1 yr 6 mos

Momentum Independent Network INC.Broker

April 2024 - Present · 1 yr 10 mos

Hilltop Securities INC.Broker

February 2024 - Present · 2 yrs

Previous Registrations

Wells Fargo Clearing Services, LLCBroker

January 2023 - February 2024 · 1 yr 1 mo

TD Ameritrade, INC.Broker

November 2021 - September 2022 · 10 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.