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Khawaja Saeed

3 Years of Experience
Houston, TX
3 DisclosuresBroker

Khawaja Saeed is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 3 years of industry experience. Khawaja is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2022
Final
Financial
July 2021
Final
Financial
May 2021
Final
Other Business Activities

Khawaja is the sole proprietor/owner of Connect 24/7 LLC, a technology business selling internet and TV services in Sugarland, Texas. He dedicates minimal time to this investment-related activity after business hours.

Employment History
Current Registrations
Morgan Stanley
November 2022 - Present · 3 yrs 11 mos
Morgan StanleyBroker
October 2022 - Present · 4 yrs
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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