Thomas Coleman
Thomas Coleman is a registered investment advisor at LPL Financial LLC, based in Indianapolis, IN, with 1 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
225 S East St Ste 156, Indianapolis, IN, 46202
Get directionsHistory
Regulatory History (3)
Financial
September 2024Judgment / Lien
April 2024Judgment / Lien
June 2015Other Business Activities
Thomas operates Elements Wealth Management as a DBA for his LPL business. He also serves as Project King Director with Bloom Project, Inc., dedicating about 10-20% of his time to this non-investment related role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.