Brock Redondo
Brock Redondo is a registered investment advisor at Mathis Wealth Management, based in Lake Forest, CA, with 1 years of industry experience. Brock operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 310 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mathis Wealth Management offers investment management services where either Mathis or an independent investment manager manages your investments. The annual fee is a percentage of the value of your portfolio. Mathis generally uses mutual funds or exchange traded funds, stocks and bonds. The maximum investment management fee is 1.25% of your portfolio value. Fees are billed quarterly in advance. If you have an account at American Funds Service Company or an annuity company, the maximum fee is 1.0%.
Location
Lake Forest, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brock sells fixed insurance products including life, health, disability, and long-term care insurance, dedicating about 10-20% of his time. He also owns real estate and engages in sales, rentals, and property management, spending a few hours per week on this activity.
Employment History
Current Registrations
Mathis Wealth Management
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.