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Samuel Munhollon

Total Wealth Planning and Management, INC.
50 Years of Experience
Oklahoma City, OK
5 Disclosures
View SEC Summary
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Samuel Munhollon is a registered investment advisor at Total Wealth Planning and Management, INC., based in Oklahoma City, OK, with 50 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Corporate Executives, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 414 clients with $240M in assets under management.

Total Wealth Planning and Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
414 clients
Average Client Portfolio
$577K average
Assets Under Management
$238.8M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.40%
$1.0M - $5.0M1.25%
$5M+1.00%

Fees are negotiable depending on client needs and situation complexity. Certain complex situations may be charged a maximum fee of 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3030 NW Expressway, Suite 865, Oklahoma City, OK, 73112

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2005
Denied
Customer Dispute
July 2000
Denied
Regulatory
May 1990
Final
Employment Separation After Allegations
June 1987
Regulatory
March 1979
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Samuel is involved in several non-investment related activities, including the Lt. Governor's Invitational Turkey Hunt Committee, Oklahoma Station Chapter Safari Club International, Oklahoma Wildlife Management Association, and Sky Dance Bridge Business Professionals. These activities involve promoting state attributes, wildlife conservation, and business networking, taking minimal time to a few hours per week.

Employment History
Current Registrations
Total Wealth Planning and Management, INC.
October 2021 - Present · 5 yrs
Previous Registrations
Cabot Lodge Securities LLCBroker
July 2021 - October 2021 · 3 mos
Vista Investment Partners LLC
July 2021 - October 2021 · 3 mos
Hilltop Securities INC.
July 2004 - July 2021 · 17 yrs
Hilltop Securities INC.Broker
July 2004 - July 2021 · 17 yrs
Morgan Stanley
May 1992 - August 2004 · 12 yrs 3 mos
Morgan Stanley Dw INC.Broker
July 1987 - August 2004 · 17 yrs 1 mo
Stifel, Nicolaus & Company, IncorporatedBroker
June 1984 - July 1987 · 3 yrs 1 mo
Painewebber IncorporatedBroker
February 1983 - June 1984 · 1 yr 4 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
December 1981 - March 1983 · 1 yr 3 mos
Stix & CO., INC.Broker
July 1979 - November 1981 · 2 yrs 4 mos
Adams, James, Foor & Company, INC.Broker
December 1978 - July 1979 · 7 mos
A. G. Edwards & Sons, INC.Broker
October 1975 - December 1978 · 3 yrs 2 mos
State Registrations2 states
OKTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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