Gerald Mirra
Gerald Mirra is a registered investment advisor at Cetera Investment Advisers LLC, based in Armonk, NY, with 44 years of industry experience. Gerald is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
80 Business Park Drive, Suite 207, Armonk, NY, 10504
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Regulatory History (1)
Customer Dispute
August 2010Other Business ActivitiesSells Insurance
Gerald sells fixed insurance products with various companies since 1974, dedicating a few hours per week. He is also a partner at Corporate Plans Retirement Strategies LLC since 2019, assisting with management of the office, staff, and advisors, which takes about a quarter of his time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Equity Services, INC.Broker
Esi Financial Advisors
MML Investors Services, LLC
MML Investors Services, LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
1717 Capital Management CompanyBroker
Cadaret, Grant & CO., INC.Broker
Aig Equity Sales CORP.Broker
Guardian Investor Services CorporationBroker
Guardian Investor Services CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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