John Calaman
John Calaman is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New York, NY, with 48 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1095 Avenue of the Americas, 3rd & 4th Floors, New York, NY, 10036
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
October 2012Customer Dispute
October 2009Customer Dispute
January 2003Other Business Activities
John is the treasurer for the Analyst Club, a group of investment professionals, spending minimal time per month. He is also a shareholder/investor in Cal Far Energy LLC, dedicating minimal time per year.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Credit Suisse First Boston CorporationBroker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Lehman Brothers Kuhn Loeb IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.