BC
BC

Ben Cravens

44 Years of Experience
Houston, TX
1 DisclosureBroker

Ben Cravens is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

2800 Post Oak Boulevard, 18th Floor, Houston, TX, 77056

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1996
Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
November 2008 - June 2009 · 7 mos
Citigroup Global Markets INC.Broker
November 2008 - June 2009 · 7 mos
UBS Financial Services INC.
July 1994 - November 2008 · 14 yrs 4 mos
UBS Financial Services INC.Broker
July 1994 - November 2008 · 14 yrs 4 mos
Oppenheimer & CO., INC.Broker
June 1987 - August 1994 · 7 yrs 2 mos
Underwood, Neuhaus & CO., IncorporatedBroker
November 1981 - July 1987 · 5 yrs 8 mos
State Registrations14 states
ALAZCACOFLILKSLAMONCNYOKORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ben Cravens - Financial Advisor | TrueAdvisor