RM
RM
Richard Markey is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 1996Settled
Employment History
Current Registrations
Morgan StanleyBroker
August 2019 - Present · 6 yrs 9 mos
Morgan Stanley
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
UBS Financial Services INC.Broker
February 1988 - September 2019 · 31 yrs 7 mos
UBS Financial Services INC.
February 1988 - September 2019 · 31 yrs 7 mos
Drexel Burnham Lambert IncorporatedBroker
July 1985 - February 1988 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1982 - July 1985 · 3 yrs 4 mos
State Registrations43 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.