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Paul Goodworth

43 Years of Experience
Oak Brook, IL
1 DisclosureBroker

Paul Goodworth is a registered investment advisor at LPL Financial LLC, based in Oak Brook, IL, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1211 W. 22nd St, Suite 209, Oak Brook, IL, 60523

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1991
Settled
Other Business Activities

Paul is a third-party administrator for Retirement Solutions Advisers, LLC, spending about 10% of his time on consulting, record keeping, and administrative duties. He also works full-time for GoodWorth Wealth Management, LLC, and spends minimal time as a notary and on a community college board.

Employment History
Current Registrations
LPL Financial LLC
April 1998 - Present · 28 yrs 1 mo
LPL Financial LLC
July 1996 - Present · 29 yrs 10 mos
LPL Financial LLCBroker
July 1996 - Present · 29 yrs 10 mos
Previous Registrations
Responsible Investment Group, LLC
December 1999 - December 2005 · 6 yrs
Chase Manhattan Investment Services, INC.Broker
August 1992 - June 1996 · 3 yrs 10 mos
Painewebber IncorporatedBroker
May 1989 - July 1992 · 3 yrs 2 mos
Drexel Burnham Lambert IncorporatedBroker
October 1985 - June 1989 · 3 yrs 8 mos
E. F. Hutton & Company INCBroker
January 1983 - November 1985 · 2 yrs 10 mos
State Registrations23 states
AZCACOCTDCFLGAIAILINMAMIMNNCNENJNYOHPASCTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.