LP
LP

Larissa Poindexter

41 Years of Experience
Houston, TX
2 DisclosuresBroker

Larissa Poindexter is a registered investment advisor, based in Houston, TX, with 41 years of industry experience.

Location

4444 Westheimer Rd., Suite G500, Houston, TX, 77027

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2025
Customer Dispute
August 1999
Denied
Employment History
Current Registrations
U.S. Capital Wealth Advisors, LLC
March 2025 - Present · 1 yr 2 mos
Usca Securities LLCBroker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Oppenheimer & CO. INC.
May 2009 - April 2025 · 15 yrs 11 mos
Oppenheimer & CO. INC.Broker
April 2009 - April 2025 · 16 yrs
LPL Financial Corporation
April 2004 - April 2009 · 5 yrs
LPL Financial CorporationBroker
April 2004 - April 2009 · 5 yrs
Raymond James & Associates, INC.
June 2003 - April 2004 · 10 mos
Raymond James & Associates, INC.Broker
June 2003 - April 2004 · 10 mos
UBS Financial Services INC.
February 1999 - June 2003 · 4 yrs 4 mos
UBS Financial Services INC.Broker
February 1999 - June 2003 · 4 yrs 4 mos
Salomon Smith Barney INC.Broker
September 1992 - February 1999 · 6 yrs 5 mos
Rauscher Pierce Refsnes, INC.Broker
March 1991 - October 1992 · 1 yr 7 mos
First City Brokerage CompanyBroker
May 1986 - March 1991 · 4 yrs 10 mos
First Amerigroup Securities, INC.Broker
March 1986 - July 1987 · 1 yr 4 mos
Shearson Lehman Brothers INC.Broker
September 1985 - November 1985 · 2 mos
Synchronicity Investments, INC.Broker
September 1984 - July 1985 · 10 mos
State Registrations22 states
ARAZCADEFLHIIAILLAMTNCNHNMOHOKORPASCTXWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Larissa Poindexter - Financial Advisor | TrueAdvisor