Raymond Minicucci
Raymond Minicucci is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New York, NY, with 40 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1095 Avenue of the Americas, 3rd & 4th Floors, New York, NY, 10036
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2014Employment Separation After Allegations
October 1992Customer Dispute
November 1990Customer Dispute
November 1990Other Business Activities
Raymond owns rental property in New York City, dedicating minimal time to it annually. He is also the VP of KRM Designs Inc., a real estate management company, spending minimal time on this role daily.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Fahnestock & CO. INC.Broker
Prudential Securities IncorporatedBroker
Vanderbilt Securities, INC.Broker
J. T. Moran & CO., INC.Broker
Sherwood Capital, INC.Broker
First Jersey Securities, INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.