Bruce Roberts
Bruce Roberts is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Cooper City, FL, with 39 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Cooper City, FL
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2020Customer Dispute
May 2008Customer Dispute
April 2008Other Business Activities
Bruce has a 25% ownership in First American Mortgage and Financial Corporation as a silent passive owner, a family-owned rental, mortgage, and lending business. He also has 100% ownership in Roberts Private Wealth Management, LLC, a pass-through LLC for his financial practice; neither activity requires any of Bruce's time.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.