MF
MF

Mario Fratto

29 Years of Experience
Boca Raton, FL
1 DisclosureBroker

Mario Fratto is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

1800 N Military Trail, Suite 210 2nd Floor, Boca Raton, FL, 33431

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012
Denied
Other Business Activities

Mario owns 559 Pound Ridge LLC, established to own a second home, dedicating minimal time to it. He also has 100% ownership of Stacks Financial LLC, dedicating full-time hours to it.

Employment History
Current Registrations
Wells Fargo Advisors
December 2024 - Present · 1 yr 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2019 - December 2024 · 5 yrs 5 mos
Wells Fargo Advisors
July 2019 - December 2024 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2014 - July 2019 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2014 - July 2019 · 4 yrs 7 mos
Citigroup Global Markets INC.Broker
May 2007 - December 2014 · 7 yrs 7 mos
Citigroup Global Markets INC.
May 2007 - December 2014 · 7 yrs 7 mos
Citicorp Investment Services
November 2004 - May 2007 · 2 yrs 6 mos
Citicorp Investment ServicesBroker
July 1998 - May 2007 · 8 yrs 10 mos
The J.B. Sutton Group, LLCBroker
January 1998 - May 1998 · 4 mos
Royal Hutton Securities CORP.Broker
June 1997 - January 1998 · 7 mos
Investors Associates, INC.Broker
April 1997 - July 1997 · 3 mos
Sterling Foster & Company, INC.Broker
October 1996 - February 1997 · 4 mos
State Registrations8 states
CTFLIDNJNYPATXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.