PF
PF
Paul Fordham
18 Years of Experience
Boca Raton, FL
1 DisclosureBroker
Paul Fordham is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 18 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
One Town Center Road Suite 660, [Satellite], Boca Raton, FL, 33486
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2021Settled
Other Business Activities
Paul has 100% ownership with their spouse in Fordham Sales Inc. since 1997. This takes nearly full-time, with 130 hours spent during trading.
Employment History
Current Registrations
Wells Fargo Advisors
August 2022 - Present · 3 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2016 - August 2022 · 6 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
March 2016 - August 2022 · 6 yrs 5 mos
David Lerner Associates, INC.Broker
March 2007 - April 2016 · 9 yrs 1 mo
State Registrations18 states
AZCACOCTFLILINMAMINCNJNVNYSCTNTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.