Michael Schwarzberg
Michael Schwarzberg is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2385 NW Executive Center Dr Ste 260, [Satellite], Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 1999Other Business Activities
Michael owns EMES Wealth Management LLC in both Boca Raton and Parkland, Florida. He spends nearly full-time on the Boca Raton location and about a quarter of his time on the Parkland location, primarily covering Finet practice expenses and transitioning to Finet.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.