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Richard Lerner

Wells Fargo Advisors
19 Years of Experience
Boca Raton, FL
1 DisclosureBroker
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Richard Lerner is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 19 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2385 NW Executive Center Dr Ste 260, [Satellite], Boca Raton, FL, 33431

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History

Regulatory History (1)
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Criminal
November 2000
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
September 2025 - Present · 1 yr 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
July 2025 - Present · 1 yr 3 mos
Previous Registrations
David Lerner Associates, INC.Broker
July 2007 - August 2025 · 18 yrs 1 mo
Ameriprise Financial Services, INC.Broker
October 2006 - July 2007 · 9 mos
State Registrations16 states
AZCACOCTDCFLGAMAMDMTNCNJNYSCTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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