JK
JK
Jeffrey Kassower
48 Years of Experience
Boca Raton, FL
1 DisclosureBroker
Jeffrey Kassower is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 48 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
2385 NW Executive Center Dr Ste 260, [Satellite], Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002Closed-No Action
Other Business Activities
Jeffrey owns Jeffrey Kassower, LLC, and spends nearly full-time on it, including during trading hours. He is transitioning to Finet Practice.
Employment History
Current Registrations
Wells Fargo Advisors
November 2023 - Present · 2 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2023 - Present · 2 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2011 - November 2023 · 12 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
May 2011 - November 2023 · 12 yrs 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - June 2011 · 2 yrs
Morgan Stanley Smith Barney LLC
June 2009 - June 2011 · 2 yrs
Citigroup Global Markets INC.Broker
September 1998 - June 2009 · 10 yrs 9 mos
Citigroup Global Markets INC.
September 1998 - June 2009 · 10 yrs 9 mos
Cibc Oppenheimer CORP.Broker
August 1995 - September 1998 · 3 yrs 1 mo
Chase Manhattan Investment Services, INC.Broker
June 1992 - September 1995 · 3 yrs 3 mos
Prudential Securities IncorporatedBroker
May 1989 - June 1992 · 3 yrs 1 mo
Drexel Burnham Lambert IncorporatedBroker
June 1983 - July 1989 · 6 yrs 1 mo
Prudential-Bache Securities INC.Broker
March 1979 - June 1983 · 4 yrs 3 mos
Loeb PartnersBroker
January 1978 - July 1980 · 2 yrs 6 mos
Loeb Rhoades & CO. INC.Broker
July 1977 - January 1978 · 6 mos
State Registrations12 states
CAFLGAILMANCNJNYORPASCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.