Alison Epstein
Alison Epstein is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 39 years of industry experience. Alison operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
New York, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alison is an independent insurance agent selling various insurance products, including disability and long-term care insurance for John Hancock since 1990, dedicating a few hours per week. Since 1995, she has also been an independent agent selling disability, fixed annuities, life, accident, health, LTC, and Medicare-related products, dedicating about 8 hours per week. Alison also owns a tax preparation and bookkeeping business since 2012, spending minimal time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Pfg Financial Advisors
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
Green Hill Financial Service CorporationBroker
American Express Financial Advisors INC.Broker
State Registrations16 states
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