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Bennett Berman

The Pinnacle Financial Group
53 Years of Experience
The Villages, FL
1 DisclosureBroker
View SEC Summary
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Bennett Berman is a registered investment advisor at The Pinnacle Financial Group, based in The Villages, FL, with 53 years of industry experience. Bennett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 3,208 clients with $1.4B in assets under management.

The Pinnacle Financial Group
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
43 advisors
Number of Clients
3,208 clients
Average Client Portfolio
$431K average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fees range from 0.0% to 2.50% depending on the platform, account type, and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2020 Vandemark St, The Villages, FL, 32163

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1999
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Bennett operates Pinnacle Financial Services as a DBA for his LPL business and is a Registered Investment Advisor Hybrid with The Pinnacle Financial Group, dedicating full-time hours to this. He also works full-time at BHB Investment Management, LLC.

Employment History
Current Registrations
The Pinnacle Financial Group
August 2021 - Present · 5 yrs 2 mos
LPL Financial LLCBroker
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
August 2011 - April 2020 · 8 yrs 8 mos
UBS Financial Services INC.Broker
March 2011 - April 2020 · 9 yrs 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - April 2011 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
September 1999 - June 2009 · 9 yrs 9 mos
Prudential Securities IncorporatedBroker
September 1990 - September 1999 · 9 yrs
Lehman Brothers INC.Broker
July 1983 - October 1990 · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - August 1983 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
April 1973 - September 1978 · 5 yrs 5 mos
State Registrations9 states
DEFLMINJNYORPASCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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