David Novelli is a CFP-designated registered investment advisor at Morgan Stanley, based in Houston, TX, with 37 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
845 Texas Avenue, Houston, TX, 77002
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Regulatory History (1)
Regulatory
January 2019Other Business Activities
David is involved in several business activities, including owning and renting property through CirrusShare, LLC and Meridian SkyTravel, LLC, and managing private real estate through Blessed Between 2 Creeks, LLC. He also acts as a trustee for personal and family trusts, and is a lender.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Painewebber IncorporatedBroker
Rotan Mosle INC.Broker
Painewebber IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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