Andrew Klinger
Andrew Klinger is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New York, NY, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1095 Avenue of the Americas, 3rd & 4th Floors, New York, NY, 10036
Get directionsHistory
Regulatory History (6)
Customer Dispute
December 2005Customer Dispute
January 1999Regulatory
August 1998Employment Separation After Allegations
May 1998Customer Dispute
April 1998Criminal
July 1985Other Business Activities
Andrew is involved with two investment properties: Times3 LLC (a triple net lease to Valvoline) and a condominium rental in New York City. He spends minimal time on oversight and management of these properties.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Benjamin F. Edwards & Company, Incorporated
Benjamin F. Edwards & Company, INC.Broker
Huntington Financial Advisors
The Huntington Investment CompanyBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Painewebber IncorporatedBroker
Lehman Brothers INC.Broker
Rodman & Renshaw INC.Broker
Shearson Lehman Hutton INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.