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Charles Pilecki

LPL Financial LLC
35 Years of Experience
Indianapolis, IN
BrokerSells Insurance
View SEC Summary
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Charles Pilecki is a registered investment advisor at LPL Financial LLC, based in Indianapolis, IN, with 35 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

250 E. 96th Street, Suite 200, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles spends the majority of his time (90%) as an insurance agent for Valley Insurance, selling property/casualty, life, and health insurance since 2010. He also provides investment advisory services through Charter Advisory Corporation, dedicating about 20% of his time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2009 - Present · 17 yrs 1 mo
Charter Advisory Corporation
September 1999 - Present · 27 yrs 1 mo
Previous Registrations
Mutual Service CorporationBroker
March 1999 - September 2009 · 10 yrs 6 mos
Titan/value Equities Group, INC.Broker
May 1992 - March 1999 · 6 yrs 10 mos
Mutual of Omaha Fund Management CompanyBroker
January 1991 - April 1992 · 1 yr 3 mos
State Registrations3 states
FLILIN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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