Andrew Weinstein
Andrew Weinstein is a registered investment advisor at Maxim Financial Advisors LLC, based in New York, NY, with 35 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 775 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Wrap program asset management fees range from 10 basis points (0.10%) to 250 basis points (2.50%) and are negotiated at the time the client signs the contract. Customized hedge fund portfolios charge up to 1.50% annually.
Fee Estimator
Location
300 Park Ave, 16th Fl, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Maxim Financial Advisors LLC
Maxim Group LLCBroker
Previous Registrations
Investec Ernst & CompanyBroker
Herzog, Heine, Geduld, INC.Broker
Josephthal & CO., INC.Broker
Josephthal & CO., INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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