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Dominick Minicucci

Stifel, Nicolaus & Company, Incorporated
33 Years of Experience
New York, NY
1 DisclosureBroker
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Dominick Minicucci is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New York, NY, with 33 years of industry experience. Dominick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1095 Avenue of the Americas, 3rd & 4th Floors, New York, NY, 10036

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dominick is a board member for the Wendy Hilliard Gymnastics Foundation and the Owls Gymnastics Fund, and the USOPA Chapter President NY/NJ/CT. These activities involve fundraising and supporting sports organizations and take minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
August 2022 - Present · 4 yrs 2 mos
Stifel, Nicolaus & Company, Incorporated
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
April 2008 - September 2022 · 14 yrs 5 mos
UBS Financial Services INC.Broker
February 2008 - September 2022 · 14 yrs 7 mos
Wachovia Securities, LLC
June 2001 - February 2008 · 6 yrs 8 mos
Wachovia Securities, LLCBroker
May 2001 - February 2008 · 6 yrs 9 mos
Fahnestock & CO. INC.Broker
December 1992 - June 2001 · 8 yrs 6 mos
Meyers Pollock Robbins, INC.Broker
November 1992 - November 1992 · 0 mos
State Registrations43 states
ALAZCACOCTDCDEFLGAIAIDILINKSLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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