HP
CFP
HP
CFP

Harry Pinkham

33 Years of Experience
Sarasota, FL
3 DisclosuresBroker

Harry Pinkham is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Sarasota, FL, with 33 years of industry experience. Harry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

238 S Washington Blvd, Sarasota, FL, 34236

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2016
Denied
Customer Dispute
October 2000
Closed-No Action
Customer Dispute
September 1997
Award / Judgment
Other Business Activities

Harry has 100% ownership of ESJ Investment Co, LLC since 2022. He spends minimal time on this investment-related activity.

Employment History
Current Registrations
Wells Fargo Advisors
March 2022 - Present · 4 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - March 2022 · 14 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - March 2022 · 14 yrs 2 mos
A. G. Edwards & Sons, INC.
July 1994 - January 2008 · 13 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
March 1993 - January 2008 · 14 yrs 10 mos
State Registrations36 states
AZCACOCTDCFLGAILINKSKYMAMDMEMIMNMOMSNCNHNJNMNYOHORPARISCSDTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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