HP
CFP
HP
CFP
Harry Pinkham
33 Years of Experience
Venice, FL
3 DisclosuresBroker
Harry Pinkham is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Venice, FL, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
19790 Wellen Park Blvd Suite 206, [Satellite], Venice, FL, 34293
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2016Denied
Customer Dispute
October 2000Closed-No Action
Customer Dispute
September 1997Award / Judgment
Other Business Activities
Harry has 100% ownership of ESJ Investment Co, LLC since 2022. He spends minimal time on this investment-related activity.
Employment History
Current Registrations
Wells Fargo Advisors
March 2022 - Present · 4 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - March 2022 · 14 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - March 2022 · 14 yrs 2 mos
A. G. Edwards & Sons, INC.
July 1994 - January 2008 · 13 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
March 1993 - January 2008 · 14 yrs 10 mos
State Registrations36 states
AZCACOCTDCFLGAILINKSKYMAMDMEMIMNMOMSNCNHNJNMNYOHORPARISCSDTNTXVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.