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Albert Hooper

32 Years of Experience
Nashville, TN
2 DisclosuresBroker

Albert Hooper is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Nashville, TN, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

1600 West End Ave, Suite 1100, Nashville, TN, 37203

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2002
Settled
Customer Dispute
April 2000
Settled
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
March 2004 - Present · 22 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
November 2001 - Present · 24 yrs 8 mos
Previous Registrations
UBS Painewebber INC.Broker
August 2000 - November 2001 · 1 yr 3 mos
J.C. Bradford & CO.Broker
July 1993 - August 2000 · 7 yrs 1 mo
State Registrations32 states
ALAZCACOCTDCDEFLGAILKYLAMAMDMIMOMSNCNHNJNMNYOHOKPASCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Albert Hooper - Financial Advisor | TrueAdvisor