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Albert Hooper

33 Years of Experience
Nashville, TN
2 DisclosuresBroker

Albert Hooper is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Nashville, TN, with 33 years of industry experience. Albert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

1600 West End Ave, Suite 1100, Nashville, TN, 37203

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2002
Settled
Customer Dispute
April 2000
Settled
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
March 2004 - Present · 22 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
November 2001 - Present · 24 yrs 11 mos
Previous Registrations
UBS Painewebber INC.Broker
August 2000 - November 2001 · 1 yr 3 mos
J.C. Bradford & CO.Broker
July 1993 - August 2000 · 7 yrs 1 mo
State Registrations32 states
ALAZCACOCTDCDEFLGAILKYLAMAMDMIMOMSNCNHNJNMNYOHOKPASCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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