SC
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Scott Coya

22 Years of Experience
Dallas, TX
Broker

Scott Coya is a registered investment advisor at Hilltop Securities Asset Management, LLC, based in Dallas, TX, with 22 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 60 clients with $38B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
IM Fee
Planning only
Assets Under Management
$37.7B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

717 N. Harwood Street, Suite 3400, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hilltop Securities INC.
January 2022 - Present · 4 yrs 9 mos
Hilltop Securities Asset Management, LLC
January 2022 - Present · 4 yrs 9 mos
Momentum Independent Network INC.
January 2022 - Present · 4 yrs 9 mos
Hilltop Securities INC.Broker
January 2022 - Present · 4 yrs 9 mos
Momentum Independent Network INC.Broker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
D.A. Davidson & CO.
June 2019 - January 2022 · 2 yrs 7 mos
D.A. Davidson & CO.Broker
April 2019 - January 2022 · 2 yrs 9 mos
Pruco Securities, LLC.Broker
September 2017 - April 2019 · 1 yr 7 mos
Barclays Capital INC.Broker
September 2010 - November 2016 · 6 yrs 2 mos
Credit Suisse Securities (USA) LLCBroker
February 2004 - August 2010 · 6 yrs 6 mos
UBS Painewebber INC.Broker
January 2001 - June 2001 · 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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