Hector Martinez is a registered investment advisor at Fsam LLC, based in Guaynabo, PR, with 29 years of industry experience. Hector is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 158 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.35% |
| $1.0M - $2.0M | 1.10% |
| $2M+ | 1.00% |
Fees are negotiable. International accounts may be charged up to 2.00% annually. Third-party wrap programs and separately managed accounts involve separate program fees.
Fee Estimator
Location
GAM Tower, 2 Tabonuco Street, Suite 200, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (18)
Judgment / Lien
August 2022Customer Dispute
August 2020Customer Dispute
June 2019Customer Dispute
March 2019Customer Dispute
January 2019Customer Dispute
December 2018Customer Dispute
November 2018Customer Dispute
April 2018Customer Dispute
December 2017Customer Dispute
August 2017Customer Dispute
April 2016Customer Dispute
September 2015Customer Dispute
January 2015Customer Dispute
December 2014Customer Dispute
September 2014Customer Dispute
July 2014Customer Dispute
October 2013Customer Dispute
September 2006Other Business Activities
Hector is a senior partner at Overture Inc., dedicating nearly all of his time to financial sales. He is also a partner at AOM Digital, Sport & Entertainment Marketing, spending about 10% of his time on consulting, and an investment advisor for Naven Investment Group, spending a few hours per week overseeing investments.
Employment History
Current Registrations
Fsam LLC
First Southern, LLCBroker
Previous Registrations
Fsam LLC
Kovack Advisors, INC.
Kovack Securities INC.Broker
UBS Financial Services INC.Broker
UBS Financial Services Incorporated of Puerto RicoBroker
Citigroup Global Markets INC.Broker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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