TrueAdvisor
TrueAdvisor
GR
GR

German Ramirezdearellano

Fsam LLC
41 Years of Experience
Guaynabo, PR
9 DisclosuresBroker
View SEC Summary
View SEC Summary

German Ramirezdearellano is a registered investment advisor at Fsam LLC, based in Guaynabo, PR, with 41 years of industry experience. German is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 158 clients with $140M in assets under management.

Fsam LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
15 advisors
Number of Clients
158 clients
Average Client Portfolio
$876K average
Assets Under Management
$138.4M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.35%
$1.0M - $2.0M1.10%
$2M+1.00%

Fees are negotiable. International accounts may be charged up to 2.00% annually. Third-party wrap programs and separately managed accounts involve separate program fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

GAM Tower, 2 Tabonuco Street, Suite 200, Guaynabo, PR, 00968

Get directions

History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2023
Settled
Judgment / Lien
May 2022
Customer Dispute
January 2017
Settled
Customer Dispute
August 2016
Settled
Customer Dispute
November 2015
Settled
Customer Dispute
October 2015
Settled
Customer Dispute
March 2015
Settled
Customer Dispute
March 2015
Settled
Customer Dispute
February 2003
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Fsam LLC
June 2021 - Present · 5 yrs 4 mos
First Southern, LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Herbert J. Sims Capital Management, INC.
November 2015 - June 2021 · 5 yrs 7 mos
Herbert J. Sims & CO, INC.Broker
March 2014 - June 2021 · 7 yrs 3 mos
UBS Financial Services Incorporated of Puerto RicoBroker
May 2009 - March 2014 · 4 yrs 10 mos
UBS Financial Services INC.Broker
May 2009 - March 2014 · 4 yrs 10 mos
Santander SecuritiesBroker
February 1997 - November 2008 · 11 yrs 9 mos
Painewebber Incorporated of Puerto RicoBroker
May 1994 - January 1997 · 2 yrs 8 mos
Painewebber IncorporatedBroker
July 1988 - January 1997 · 8 yrs 6 mos
Shearson Lehman Hutton INC.Broker
February 1988 - July 1988 · 5 mos
E. F. Hutton & Company INCBroker
February 1987 - February 1988 · 1 yr
Drexel Burnham Lambert IncorporatedBroker
September 1984 - February 1987 · 2 yrs 5 mos
Becker Paribas IncorporatedBroker
May 1984 - August 1984 · 3 mos
State Registrations8 states
COCTFLNJNYPRTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Guaynabo, PR →All financial advisors in Puerto Rico →