TrueAdvisor
TrueAdvisor
LN
LN

Louis Armand Rodriguez Nader

Fsam LLC
49 Years of Experience
35 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Fsam LLC
Compensation
Fee-Only (AUM)
Firm Size
16 advisors
Number of Clients
165 clients
Average Client Portfolio
$684K average
Assets Under Management
$112.9M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1000K1.35%
$1.0M - $2.0M1.10%
$2M+1.00%

Fees are negotiable. Annual fees in international advisory accounts may range up to 2%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

GAM Tower, 2 Tabonuco Street, Suite 200, Guaynabo, PR, 00968

Get directions

History

Regulatory History (35)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2021
Settled
Customer Dispute
October 2019
Settled
Customer Dispute
August 2019
Settled
Customer Dispute
August 2019
Settled
Customer Dispute
August 2019
Settled
Customer Dispute
August 2019
Settled
Customer Dispute
July 2019
Settled
Customer Dispute
June 2019
Settled
Customer Dispute
May 2019
Settled
Customer Dispute
April 2019
Settled
Customer Dispute
March 2019
Settled
Customer Dispute
December 2018
Settled
Customer Dispute
December 2018
Settled
Customer Dispute
December 2018
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
September 2018
Settled
Customer Dispute
September 2018
Withdrawn
Customer Dispute
July 2018
Settled
Customer Dispute
June 2018
Settled
Customer Dispute
June 2018
Settled
Customer Dispute
May 2018
Withdrawn
Customer Dispute
April 2018
Settled
Customer Dispute
March 2018
Settled
Customer Dispute
December 2017
Settled
Customer Dispute
December 2017
Settled
Customer Dispute
August 2017
Settled
Customer Dispute
November 2016
Settled
Customer Dispute
July 2016
Settled
Customer Dispute
April 2016
Settled
Customer Dispute
April 2016
Settled
Customer Dispute
August 2014
Settled
Customer Dispute
July 2014
Settled
Customer Dispute
December 1997
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Fsam LLC
November 2021 - Present · 4 yrs 3 mos
First Southern, LLCBroker
October 2021 - Present · 4 yrs 4 mos
Previous Registrations
Fsam LLC
October 2021 - November 2021 · 1 mo
Herbert J. Sims Capital Management, INC.
March 2018 - October 2021 · 3 yrs 7 mos
Herbert J. Sims & CO, INC.Broker
February 2018 - October 2021 · 3 yrs 8 mos
Herbert J. Sims Capital Management, INC.
February 2018 - February 2018 · 0 mos
Santander Securities
March 2010 - February 2018 · 7 yrs 11 mos
Santander Securities LLCBroker
May 1999 - February 2018 · 18 yrs 9 mos
Painewebber Incorporated of Puerto RicoBroker
February 1991 - April 1999 · 8 yrs 2 mos
Painewebber IncorporatedBroker
May 1990 - April 1999 · 8 yrs 11 mos
Shearson Lehman Hutton INC.Broker
February 1988 - May 1990 · 2 yrs 3 mos
E. F. Hutton & Company INCBroker
August 1984 - February 1988 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - August 1984 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
September 1976 - September 1978 · 2 yrs
State Registrations3 states
FLPRVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.