TrueAdvisor
TrueAdvisor
JM
JM

Jorge Alberto Maldonado

Fsam LLC
20 Years of Experience
6 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Fsam LLC
Compensation
Fee-Only (AUM)
Firm Size
16 advisors
Number of Clients
165 clients
Average Client Portfolio
$684K average
Assets Under Management
$112.9M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1000K1.35%
$1.0M - $2.0M1.10%
$2M+1.00%

Fees are negotiable. Annual fees in international advisory accounts may range up to 2%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

GAM Tower, 2 Tabonuco Street, Suite 200, Guaynabo, PR, 00968

Get directions

History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020
Withdrawn
Customer Dispute
June 2019
Settled
Customer Dispute
April 2019
Settled
Customer Dispute
December 2017
Settled
Customer Dispute
July 2016
Settled
Customer Dispute
July 2014
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Fsam LLC
January 2024 - Present · 2 yrs 1 mo
First Southern, LLCBroker
December 2023 - Present · 2 yrs 2 mos
Previous Registrations
Fsam LLC
December 2023 - January 2024 · 1 mo
Herbert J. Sims Capital Management, INC.
July 2016 - December 2023 · 7 yrs 5 mos
Herbert J. Sims & CO, INC.Broker
May 2014 - December 2023 · 9 yrs 7 mos
Rd Capital Group, INC.Broker
February 2013 - May 2014 · 1 yr 3 mos
Ofs Securities, INC.Broker
February 2012 - February 2013 · 1 yr
Oriental Financial Services CORP.Broker
March 2011 - February 2012 · 11 mos
UBS Financial Services Incorporated of Puerto RicoBroker
October 2005 - March 2011 · 5 yrs 5 mos
UBS Financial Services INC.Broker
October 2005 - March 2011 · 5 yrs 5 mos
State Registrations2 states
FLPR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.