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Raul Juan Escudero Villeta

Fsam LLC
40 Years of Experience
33 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Fsam LLC
Compensation
Fee-Only (AUM)
Firm Size
16 advisors
Number of Clients
165 clients
Average Client Portfolio
$684K average
Assets Under Management
$112.9M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1000K1.35%
$1.0M - $2.0M1.10%
$2M+1.00%

Fees are negotiable. Annual fees in international advisory accounts may range up to 2%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

GAM Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR, 00968

Get directions

History

Regulatory History (33)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2019
Settled
Customer Dispute
September 2019
Settled
Customer Dispute
September 2019
Settled
Customer Dispute
August 2019
Pending
Customer Dispute
July 2019
Settled
Customer Dispute
May 2019
Settled
Customer Dispute
February 2019
Settled
Customer Dispute
January 2019
Settled
Customer Dispute
December 2018
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
September 2018
Settled
Customer Dispute
September 2018
Settled
Customer Dispute
August 2018
Settled
Customer Dispute
August 2018
Settled
Customer Dispute
May 2018
Settled
Customer Dispute
April 2018
Settled
Customer Dispute
April 2018
Closed-No Action
Customer Dispute
April 2018
Settled
Customer Dispute
March 2018
Settled
Customer Dispute
February 2018
Settled
Customer Dispute
January 2018
Settled
Customer Dispute
November 2017
Settled
Customer Dispute
November 2017
Settled
Customer Dispute
June 2017
Settled
Customer Dispute
March 2017
Settled
Customer Dispute
January 2017
Settled
Customer Dispute
November 2016
Settled
Customer Dispute
September 2016
Settled
Customer Dispute
August 2016
Settled
Customer Dispute
April 2016
Settled
Customer Dispute
August 2015
Settled
Customer Dispute
February 2015
Settled
Customer Dispute
January 2015
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Raul owns two personal rental properties and dedicates minimal time to them. He is also the Chairman of Consumer Debt Management (CDM), a collection agency, and the Treasurer of Fundacion Carlos Romero Barcelo, spending a few hours per week on each.

Employment History
Current Registrations
Fsam LLC
January 2023 - Present · 3 yrs 1 mo
First Southern, LLCBroker
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
Fsam LLC
January 2023 - January 2023 · 0 mos
Herbert J. Sims Capital Management, INC.
March 2018 - December 2022 · 4 yrs 9 mos
Herbert J. Sims & CO, INC.Broker
March 2018 - December 2022 · 4 yrs 9 mos
Herbert J. Sims Capital Management, INC.
February 2018 - February 2018 · 0 mos
Santander Securities
February 2011 - February 2018 · 7 yrs
Santander Securities LLCBroker
October 2006 - February 2018 · 11 yrs 4 mos
UBS Financial Services Incorporated of Puerto RicoBroker
February 1991 - October 2006 · 15 yrs 8 mos
UBS Financial Services INC.Broker
September 1987 - October 2006 · 19 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1985 - September 1987 · 2 yrs 3 mos
State Registrations12 states
CAFLGAMAMINJNVNYPAPRSCTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Raul Juan Escudero Villeta - Financial Advisor | TrueAdvisor