Raul Villeta is a registered investment advisor at Fsam LLC, based in Guaynabo, PR, with 41 years of industry experience. Raul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 158 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.35% |
| $1.0M - $2.0M | 1.10% |
| $2M+ | 1.00% |
Fees are negotiable. International accounts may be charged up to 2.00% annually. Third-party wrap programs and separately managed accounts involve separate program fees.
Fee Estimator
Location
GAM Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (33)
Customer Dispute
September 2019Customer Dispute
September 2019Customer Dispute
September 2019Customer Dispute
August 2019Customer Dispute
July 2019Customer Dispute
May 2019Customer Dispute
February 2019Customer Dispute
January 2019Customer Dispute
December 2018Customer Dispute
November 2018Customer Dispute
September 2018Customer Dispute
September 2018Customer Dispute
August 2018Customer Dispute
August 2018Customer Dispute
May 2018Customer Dispute
April 2018Customer Dispute
April 2018Customer Dispute
April 2018Customer Dispute
March 2018Customer Dispute
February 2018Customer Dispute
January 2018Customer Dispute
November 2017Customer Dispute
November 2017Customer Dispute
June 2017Customer Dispute
March 2017Customer Dispute
January 2017Customer Dispute
November 2016Customer Dispute
September 2016Customer Dispute
August 2016Customer Dispute
April 2016Customer Dispute
August 2015Customer Dispute
February 2015Customer Dispute
January 2015Other Business Activities
Raul owns two personal rental properties and dedicates minimal time to them. He is also the Chairman of Consumer Debt Management (CDM), a collection agency, and the Treasurer of Fundacion Carlos Romero Barcelo, spending a few hours per week on each.
Employment History
Current Registrations
Fsam LLC
First Southern, LLCBroker
Previous Registrations
Fsam LLC
Herbert J. Sims Capital Management, INC.
Herbert J. Sims & CO, INC.Broker
Herbert J. Sims Capital Management, INC.
Santander Securities
Santander Securities LLCBroker
UBS Financial Services Incorporated of Puerto RicoBroker
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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