AW
AW

Andrew Wayne

31 Years of Experience
Boca Raton, FL
3 DisclosuresBroker

Andrew Wayne is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 31 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2385 NW Executive Center Dr Ste 260, [Satellite], Boca Raton, FL, 33431

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2004
Settled
Customer Dispute
June 2002
Denied
Customer Dispute
November 2001
Settled
Other Business Activities

Andrew has ownership stakes in multiple investment-related entities, including 19 Center Street LLC, Center Street Capital Advisors, LLC, Ocean & Cedar, and several Ineffable Ventures LLCs. He dedicates minimal time to each of these ventures, ranging from zero to a few hours per week.

Employment History
Current Registrations
Wells Fargo Advisors
May 2022 - Present · 4 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2021 - May 2022 · 10 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - May 2022 · 13 yrs 3 mos
Citigroup Global Markets INC.Broker
September 2000 - March 2009 · 8 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1995 - October 2000 · 5 yrs 1 mo
State Registrations49 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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