SZ
CFP
SZ
CFP

Scott Zindler

30 Years of Experience
Houston, TX
Broker

Scott Zindler is a CFP-designated registered investment advisor at Morgan Stanley, based in Houston, TX, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2800 Post Oak Boulevard, 18th Floor, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Scott is a board member and president of The Houston Estate and Financial Form, and serves on the advisory board for the Stratford High School chapter of Academy of Finance. He also serves as a board member, treasurer, and on the finance and scholarship committees for the Spring Branch Education Foundation.

Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Morgan StanleyBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Bbva Securities INC.Broker
May 2013 - June 2021 · 8 yrs 1 mo
Bbva Wealth Solutions INC.
January 2012 - June 2021 · 9 yrs 5 mos
Bbva Compass Investment Solutions, INCBroker
January 2012 - May 2013 · 1 yr 4 mos
LPL Financial LLC
May 2009 - January 2012 · 2 yrs 8 mos
LPL Financial LLCBroker
May 2009 - January 2012 · 2 yrs 8 mos
UBS Financial Services INC.
August 2007 - June 2009 · 1 yr 10 mos
UBS Financial Services INC.Broker
August 2007 - June 2009 · 1 yr 10 mos
A. G. Edwards & Sons, INC.
August 2002 - August 2007 · 5 yrs
A. G. Edwards & Sons, INC.Broker
April 1997 - August 2007 · 10 yrs 4 mos
Olde Discount CorporationBroker
February 1996 - April 1997 · 1 yr 2 mos
State Registrations47 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRSCTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.