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CFP

Christian Bauman

Arax Advisory Partners
30 Years of Experience
Houston, TX
2 DisclosuresBroker
View SEC Summary
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Christian Bauman is a CFP-designated registered investment advisor at Arax Advisory Partners, based in Houston, TX, with 30 years of industry experience. Christian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.

Arax Advisory Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
226 advisors
Number of Clients
15,662 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4444 Westheimer Road, Suite G500, Houston, TX, 77027

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2008
Settled
Customer Dispute
April 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christian is a registered representative with USCA Securities, LLC and a financial advisor with US Capital Wealth Advisors, LLC, dedicating minimal time to each. He is also a 25% owner of RAD Industries LLC, an investment company, and a director/portfolio manager for USCA Asset Management LLC, spending about 10-20% of his time on the latter.

Employment History
Current Registrations
Arax Advisory Partners
July 2026 - Present · 3 mos
Usca Asset Management LLC
November 2022 - Present · 3 yrs 11 mos
Usca Securities LLCBroker
October 2010 - Present · 16 yrs
Previous Registrations
U.S. Capital Wealth Advisors, LLC
June 2021 - July 2026 · 5 yrs 1 mo
Usca RIA LLC
October 2010 - June 2021 · 10 yrs 8 mos
UBS Financial Services INC.
November 2002 - October 2010 · 7 yrs 11 mos
UBS Financial Services INC.Broker
November 2002 - October 2010 · 7 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 1998 - December 2002 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1996 - December 2002 · 6 yrs 7 mos
State Registrations31 states
AKALARAZCACOCTFLGAILINKYLAMDMIMSMTNCNJNMNYOHOKORPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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