AS
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Adriana Santoni is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056
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Regulatory History (1)
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Customer Dispute
November 2015Closed-No Action
Employment History
Current Registrations
Morgan Stanley
March 2016 - Present · 10 yrs 2 mos
Morgan StanleyBroker
March 2016 - Present · 10 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
January 2016 - March 2016 · 2 mos
UBS Financial Services INC.Broker
December 2015 - March 2016 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1999 - December 2015 · 16 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1999 - December 2015 · 16 yrs 2 mos
Painewebber IncorporatedBroker
February 1997 - October 1999 · 2 yrs 8 mos
Sterling Smith CorporationBroker
December 1996 - February 1997 · 2 mos
State Registrations43 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.