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Rafael Marxuach

Fsam LLC
28 Years of Experience
Guaynabo, PR
Broker
View SEC Summary
View SEC Summary

Rafael Marxuach is a registered investment advisor at Fsam LLC, based in Guaynabo, PR, with 28 years of industry experience. Rafael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 158 clients with $140M in assets under management.

Fsam LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
15 advisors
Number of Clients
158 clients
Average Client Portfolio
$876K average
Assets Under Management
$138.4M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.35%
$1.0M - $2.0M1.10%
$2M+1.00%

Fees are negotiable. International accounts may be charged up to 2.00% annually. Third-party wrap programs and separately managed accounts involve separate program fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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View Full SEC Brochure

Location

GAM Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR, 00968

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rafael has several outside business activities, including personal investments in private equity and real estate ventures. He dedicates a few hours per week to real estate management and asset management, and about half his time to managing Phorcys Real Estate Capital Partners.

Employment History
Current Registrations
Fsam LLC
December 2017 - Present · 8 yrs 10 mos
First Southern, LLCBroker
September 2017 - Present · 9 yrs 1 mo
Previous Registrations
First Southern Securities, LLC.Broker
September 2016 - October 2020 · 4 yrs 1 mo
UBS Financial Services INC.Broker
July 1997 - November 2015 · 18 yrs 4 mos
UBS Financial Services Incorporated of Puerto RicoBroker
July 1997 - November 2015 · 18 yrs 4 mos
State Registrations2 states
GAPR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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