CM
CM
Christopher Montgomery
28 Years of Experience
Houston, TX
2 DisclosuresBroker
Christopher Montgomery is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Houston, TX
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Regulatory History (2)
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Customer Dispute
December 2017Denied
Customer Dispute
April 2005Award / Judgment
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
June 2008 - June 2009 · 1 yr
Citigroup Global Markets INC.
June 2008 - June 2009 · 1 yr
UBS Financial Services INC.
November 1998 - June 2008 · 9 yrs 7 mos
UBS Financial Services INC.Broker
November 1998 - June 2008 · 9 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
August 1997 - November 1998 · 1 yr 3 mos
State Registrations13 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.