Roman Reed is a registered investment advisor, based in Houston, TX, with 26 years of industry experience.
Location
4444 Westheimer Rd., Suite G500, Houston, TX, 77027
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Regulatory History (3)
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Customer Dispute
November 2009Settled
Customer Dispute
December 2002Closed-No Action
Customer Dispute
December 2002Settled
Other Business Activities
Roman is an advisory board member for The Bush School of Government & Public Service, focused on leadership development and public service. He is also a board member of The Petroleum Club of Houston, a social club, dedicating minimal time to this role.
Employment History
Current Registrations
Usca Securities LLCBroker
December 2025 - Present · 7 mos
U.S. Capital Wealth Advisors, LLC
December 2025 - Present · 7 mos
Previous Registrations
Oppenheimer & CO. INC.
December 2018 - December 2025 · 7 yrs
Oppenheimer & CO. INC.Broker
December 2018 - December 2025 · 7 yrs
Wells Fargo Clearing Services, LLCBroker
November 2016 - December 2018 · 2 yrs 1 mo
Wells Fargo Clearing Services, LLC
November 2016 - December 2018 · 2 yrs 1 mo
Global Investor Advisory Services, LLC
April 2016 - November 2016 · 7 mos
Global Investor Services, L.C.Broker
October 2015 - November 2016 · 1 yr 1 mo
Hb Asset Management, L.C.
April 2015 - November 2016 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2009 - March 2015 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2009 - March 2015 · 5 yrs 11 mos
UBS International INC.Broker
June 2002 - May 2009 · 6 yrs 11 mos
UBS International INC.
June 2002 - May 2009 · 6 yrs 11 mos
UBS Painewebber INC.
November 1999 - June 2002 · 2 yrs 7 mos
UBS Painewebber INC.Broker
October 1999 - June 2002 · 2 yrs 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.