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CE
CFP · ChFC
CE
CFP · ChFC

Curt Edwards

LPL Financial LLC
24 Years of Experience
Naples, FL
Broker
View SEC Summary
View SEC Summary

Curt Edwards is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Naples, FL, with 24 years of industry experience. Curt is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

850 Park Shore Drive, Naples, FL, 34103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Curt operates his LPL business under the DBA M&T Financial Services. He also works as a Wealth Advisor at Wilmington Trust, dedicating full-time hours to this role.

Employment History
Current Registrations
LPL Financial LLC
June 2023 - Present · 3 yrs 4 mos
LPL Financial LLCBroker
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLC
August 2021 - October 2022 · 1 yr 2 mos
J.P. Morgan Securities LLCBroker
June 2021 - October 2022 · 1 yr 4 mos
Infinex Investments, INC.
November 2017 - June 2021 · 3 yrs 7 mos
Infinex Investments, INC.Broker
September 2017 - June 2021 · 3 yrs 9 mos
Fifth Third Securities, INC.
March 2012 - October 2015 · 3 yrs 7 mos
Fifth Third Securities, INC.Broker
February 2012 - October 2015 · 3 yrs 8 mos
J.P. Morgan Securities LLCBroker
October 2008 - February 2012 · 3 yrs 4 mos
J.P. Morgan Securities LLC
October 2008 - February 2012 · 3 yrs 4 mos
J. P. Morgan Securities INC.
February 2008 - October 2008 · 8 mos
J.P. Morgan Securities INC.Broker
February 2008 - October 2008 · 8 mos
M&i Brokerage Services, INC.
February 2006 - May 2006 · 3 mos
M&i Brokerage Services, INC.Broker
April 2005 - May 2006 · 1 yr 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
May 2002 - January 2005 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2002 - January 2005 · 2 yrs 8 mos
UBS Painewebber INC.
December 1997 - June 2002 · 4 yrs 6 mos
UBS Painewebber INC.Broker
December 1997 - June 2002 · 4 yrs 6 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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