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Donald Foley

Hilltop Securities INC.
24 Years of Experience
Dallas, TX
Broker
View SEC Summary
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Donald Foley is a registered investment advisor at Hilltop Securities INC., based in Dallas, TX, with 24 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 3,407 clients with $2.5B in assets under management.

Hilltop Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
185 advisors
Number of Clients
3,407 clients
Average Client Portfolio
$736K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$30K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.50%
$500K - $1000K2.25%
$1.0M - $4.0M2.00%
$4M+1.85%

Rates reflect maximum wrap fee schedules across primary advisory programs (such as Compass UMA and Gateway FSP). Fees are negotiable and vary by program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

717 N. Harwood Street, Suite 3400, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Donald has compliance responsibilities over HTS, a subsidiary of Hilltop Holdings Inc.

Employment History
Current Registrations
Hilltop Securities INC.Broker
January 2016 - Present · 10 yrs 9 mos
Hilltop Securities Asset Management, LLC
May 2006 - Present · 20 yrs 5 mos
Previous Registrations
First Southwest Asset Management INC
March 2006 - April 2006 · 1 mo
First Southwest Company, LLCBroker
October 2005 - January 2016 · 10 yrs 3 mos
J. B. Hanauer & CO.
June 2004 - September 2005 · 1 yr 3 mos
J. B. Hanauer & CO.Broker
October 2002 - September 2005 · 2 yrs 11 mos
UBS Painewebber INC.Broker
February 2002 - October 2002 · 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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