Donald Francis Foley

Hilltop Securities INC.

23 Years of Experience

Broker

View SEC Summary

Areas of Practice

Alternative Investments

Hilltop Securities INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

174 advisors

Number of Clients

2,241 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$2.3B

Fee Structure

Minimum Investment:$500K

Financial Planning:Investment management only

Location

717 N. Harwood Street, Suite 3400, Dallas, TX, 75201

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Donald has compliance responsibilities over HTS, a subsidiary of Hilltop Holdings Inc.

Employment History

Current Registrations

Hilltop Securities INC.Broker

January 2016 - Present · 10 yrs 1 mo

Hilltop Securities Asset Management, LLC

May 2006 - Present · 19 yrs 9 mos

Previous Registrations

First Southwest Asset Management INC

March 2006 - April 2006 · 1 mo

First Southwest Company, LLCBroker

October 2005 - January 2016 · 10 yrs 3 mos

J. B. Hanauer & CO.

June 2004 - September 2005 · 1 yr 3 mos

J. B. Hanauer & CO.Broker

October 2002 - September 2005 · 2 yrs 11 mos

UBS Painewebber INC.Broker

February 2002 - October 2002 · 8 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.