Rafael Testa is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056
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Regulatory History (1)
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Customer Dispute
June 2010Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
December 2008 - June 2009 · 6 mos
Citigroup Global Markets INC.Broker
December 2008 - June 2009 · 6 mos
UBS International INC.
June 2002 - December 2008 · 6 yrs 6 mos
UBS International INC.Broker
June 2002 - December 2008 · 6 yrs 6 mos
UBS Painewebber INC.Broker
November 2001 - June 2002 · 7 mos
UBS Painewebber INC.
January 2001 - June 2002 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2000 - November 2001 · 1 yr 7 mos
The Avantus Group, INC.Broker
December 1998 - January 2000 · 1 yr 1 mo
State Registrations6 states
FLGANJNVOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.