Matt Depalma
Matt Depalma is a registered investment advisor at Wells Fargo Advisors, based in Sarasota, FL, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
238 S Washington Blvd, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2019Other Business ActivitiesSells Insurance
Matt is an executive producer for an unnamed television pilot and has ownership stakes in several companies, including DFP Solutions LLC, Capstan Financial Consulting Group LLC, Capstan Financial Holdings LLC, Capstan Financial Legacy LLC, Capstan Growth Partners LLC, Depalma GP, LLC, and Capstan Insurance Consulting, LLC. Some of these activities take up about 10-20% of Matt's time, while others require minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
State Registrations47 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.