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Opher Shallom
26 Years of Experience
Boca Raton, FL
2 DisclosuresBroker
Opher Shallom is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 26 years of industry experience. Opher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
One Town Center Road, Suite 660, Boca Raton, FL, 33486
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2024Pending
Customer Dispute
February 2010Denied
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2024 - Present · 2 yrs 3 mos
Wells Fargo Advisors
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - July 2024 · 13 yrs 6 mos
Wells Fargo Advisors
January 2011 - July 2024 · 13 yrs 6 mos
Wells Fargo Investments, LLC
February 2010 - January 2011 · 11 mos
Wells Fargo Investments, LLCBroker
February 2010 - January 2011 · 11 mos
Citigroup Global Markets INC.
May 2007 - March 2010 · 2 yrs 10 mos
Citigroup Global Markets INC.Broker
May 2007 - March 2010 · 2 yrs 10 mos
Citicorp Investment Services
November 2004 - May 2007 · 2 yrs 6 mos
Citicorp Investment ServicesBroker
February 2004 - May 2007 · 3 yrs 3 mos
Edward JonesBroker
December 2002 - February 2004 · 1 yr 2 mos
American Express Financial Advisors INC.Broker
October 2002 - December 2002 · 2 mos
Ids Life Insurance CompanyBroker
October 2002 - December 2002 · 2 mos
American Express Financial Advisors INC.Broker
November 1999 - May 2002 · 2 yrs 6 mos
Ids Life Insurance CompanyBroker
November 1999 - May 2002 · 2 yrs 6 mos
State Registrations24 states
AKAZCAFLGAILINMAMIMNMOMTNCNDNENMNVNYORSCSDTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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